- SEC-Registered Investment Advisers
- Wealth managers
- Investment managers
- Hedge Fund Managers
- Sponsors of private equity funds, venture capital funds, mutual funds
- Advisers to institutions and ERISA plans
We help our clients successfully navigate the ever-changing regulatory landscape and comply with the steady stream of new legal requirements and best practices expectations that are part of running a regulated business. With more than 25 years of SEC experience under our belts, and more than 125 clients, our approach is accurate, experienced, efficient and practical.