Trusted Counsel to Investment Advisers and Fund Managers
Plain-Speaking, Efficient Experts

Our Clients

  • SEC-Registered Investment Advisers
  • Wealth managers
  • Investment managers
  • Hedge Fund Managers
  • Sponsors of private equity funds, venture capital funds, mutual funds
  • ¬†Advisers to institutions and ERISA plans

Our Sweet Spot

We help our clients successfully navigate the ever-changing regulatory landscape and comply with the steady stream of new legal requirements and best practices expectations that are part of running a regulated business. With more than 25 years of SEC experience under our belts, and more than 125 clients, our approach is accurate, experienced, efficient and practical.